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Standard 6B:
B. Priority of Transactions. Investment transactions for clients and employ- ers must have priority over investment transactions in which a Member or Candidate is the beneficial owner.
(Level III Volume 1 Ethical and Professional Standards , 4th Edition. Pearson Learning Solutions 17).
<vbk:9780558654832#page(17)>
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发表于 2011-7-11 19:08
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