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- 2011-7-2
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- 2016-8-2
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I(B), Independence and Objectivity is not a problem.
Standard I(C), Misrepresentation has been violated because of the references problem.
I(A), Knowledge of the Law has been violated because he breached the Standards
I(A), Knowledge of the Law : “Members and Candidates must comply with all applicable laws, rules and regulations, including the CFAI Code of Ethics and Code of Standards…yada yada yada”
Basically, any breach of the Standards is also a breach of I(A), Knowledge of the Law. |
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