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- UID
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- 2011-7-2
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- 2016-8-2
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charlottekid Wrote:
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> So are you saying a firm without an entity called
> a BOD cant have an independent CCO?
No, not at all - the CCO would simply have to report to the CEO/President to ensure his/her impartiality when dealing with issues.
Lotsa AM firms don't have BODs. |
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