prav_Cfa7

Hi Steph,
When I was working at JP Morgan we had to go through a pre clearance process. Essentially, employees are required to send a request for approval to trade a stock. Turnabout was roughly 2 4 hours. I’m not sure about what their internal controls or measures are since it east my department. The reason employees needed to go through preclearance was to create barriers to insider trading. As an accountant, I would be responsible for reconciling trades that would occur the following day. Which is material nonpublic information.