
- UID
- 223247
- 帖子
- 246
- 主题
- 152
- 注册时间
- 2011-7-11
- 最后登录
- 2013-11-18
|
1) Violation
2) Violation - you cannot trade or induce others to trade on material-non public information
3) Not necessary a violation. If the information cannot be made public, give the information to your firm's supervisory and compliance personnel so they can establish restricted lists etc. After this, you still cannot take any investment action or alter any recommendations using this information. |
|