jim8z3

From what i have been seeing with Ethics and having done almost 100% in qbank because it was my weak spot (not anymore), you CAN disclose info to CFAI , but most likely will be in an event of an investigation. To do so on other terms may be more questionable, i dont know. But it looks like you are faced with a right answer and a more right answer. I think there are instances in which disclosing client info to CFAI may be a breach, but under certain circumstances it is not. you can always use the soft dollar cost to help your clients.