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Ethics 5: 10 percent de minimis amount.
(3) the aggregate percentage of XYZ Brokerage derived from Client-Directed
Brokerage Arrangements and the amount of the particular Client’s
Directed Brokerage as a percentage of the aggregate, subject to a
10 percent de minimis amount.
How do you interpret the meaning of the 10%? |
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发表于 2013-4-16 13:24
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