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SPOILER Volume 1 Exam 2PM
Ethics Question 65
I am wondering why only Diligence & Reasonable basis and Suitability were violated. It seems to me that all 3 standards (the two mentioned above and Fair Dealing) were violated. Shouldn’t he have given his other clients a chance to participate in the IPO as well? |
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发表于 2013-4-12 22:04
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