bigredhockey55

The question asked, which standard related to Investment Analysis, Recommendation and Actions is least likely violated?
The only two pertaining to standard V is Communication with Clients and Diligence and Reasonable basis. Of those two she is least likely in violation of Diligence and Reasonable basis because top-down bottom-up are still conducted with diligence and are based on solid methods. The supervisory responsibilities are not included in standard V and I feel they were in there to throw the person off. I think people look too much into the question.