
- UID
- 223364
- 帖子
- 239
- 主题
- 47
- 注册时间
- 2011-7-11
- 最后登录
- 2014-7-31
|
client directed brokerage
In CFAI and Schweser principle V states as required: "Investment manager must not use Brokerage from another client account to pay for a product or service purchased under the client directed brokerage."
What does this mean? how can brokerage from another account not pay for a product/service it was already purchased via client directed brokerage? |
|