|
- UID
- 223388
- 帖子
- 226
- 主题
- 41
- 注册时间
- 2011-7-11
- 最后登录
- 2014-7-3
|
On page 144 of Ethics: Relationships with Clients, point 2 on principal trade brokerage (with no fiduciary requirements) states you must obtain written consent from the client to use principal trade brokerage to benefit other clients - THIS IS UNDER RECOMMENDED
But on the opposite page (145) under REQUIRED section point 4 the same paragraph is there under REQUIRED….so what is it!? Required or Recommended under the standards….? |
|
发表于 2013-3-31 12:32
|