kingstongal

The answers are A and D.
A (see page 19 Example 5 CFAI book 1- “always apply stricter rule, even if it conflicts with C&S”)
D (Disclosure of Conflicts when you are beneficial owner is a part of C&S and must be followed even if regulations don’t require it, also by process of elimination, A and C are obviously correct, the grey area one is B but you don’t ALWAYS need approval by supervisory analyst to change a recommendation, I recently read the Ethics section and never once recall reading that)