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- 2011-7-11
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- 2016-4-19
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AndrewUNH Wrote:
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> Washington is not the one misrepresenting
> something, the firm is. It's her job to be on top
> of the knowledge of the laws and disassociate from
> the firm if they are breaking the laws.
If Washington distributes the material, he is actually misrepresenting. Just like if I'm your boss and I tell you to tell all prospective clients we guarantee 8%+ returns. You get into a meeting w/ a prospective client and say, "We're gonna guarantee you an 8% return." You didn't violate Standard I (A), you violated Standard I (C) misrepresentation.
Paper marketing materials is just one form of communication. Misrepresentation is misrepresentation, no matter what form. |
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