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- 2014-8-7
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| A client has a stock that’s at a huge gain. It does not yet violate the terms of his IPS and you have discretion over your account. Your firm has a buy rating on the stock. Are you allowed to take gains on the position either partially or entirely? Would the answer change if it put him out of compliance with his target asset allocation? |
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发表于 2013-3-31 12:36
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