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I posted this in a different thread:


I recently came across this overview:

http://www.cfainstitute.org/ethics/Documents/Professional%20Conduct%20Program%20Documents/can_discipline_stats.pdf

It shows that all June 2011 cases are still pending. Of the 286 December 2010 cases, 72 are still pending. I'm afraid this probably means that the process can take at least half a year.

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