
- UID
- 223419
- 帖子
- 295
- 主题
- 13
- 注册时间
- 2011-7-11
- 最后登录
- 2014-8-7
|
that makes sense bpdulog
confidentiality to me takes precedence over client interests at this time. i’m sure i’d get sued by ABC and CFAI if i revealed material information like that before public dissemination.
that said, i would make the client aware of the risks involved in his trade.
quick q - in a client pushing though his/her trade over our recommendation, is verbal consent sufficient? |
|