ayodayo

i think 1 is not B because it’s misleading to leave website even if it’s been only a week.
4 not sure where you see 5 day restricted period in the problem, and it’s recomeded not required?
6. maybe you read it as “least likely”?? but it says which is most likely a violation.
it’s not client directed brokerage, only first client directed but then are more clients joined and you can’t just require them to sign statement and be done.
A is wrong because you can have referrals (not always), so it’s not a violation
B is wrong because you don’t have to explain consequences of bad execution so it’s not a violation