[CFA Level 2] [求助]二级ethics里的问题 regarding, interest, issues, manager, ethics

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NOTES 第一本 130页 appropriate response to inadequate trade allocations practices

其中第一条和第二条是什么意思呢？

 

1, get advanced indication of client interest regarding any new issues

2, distribute new issues by client, not by portfolio manager.

 

 

 

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thank u