Shane Matthew, CFA, is a principal at Carlson Brohters, a leading regional investment bank specializing in initial public offerings of small to mid-sized biotech firm. Just before many of the IPOs are offered to the general public, Matthew arranges for 10% of the shares of the firm going public to be distributed to management at 75% of the expected IPO price.This action is: A, permissible under CFA Institute Standards B. a violation of the Standard concerning professionalism C. a violation of the Standard concerning disclosure of conficts of interest. D. a violation of the Standard concerning suitability. 这一题给出的答案是B,但是我始终不明白为什么,请哪位知道的帮忙说明一下,谢谢~~! |