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2015 cfa level1 道德手册问题

本帖最后由 itaratss 于 2015-1-26 22:50 编辑

Page 25  Example 7 : ' Krista Blume is a junior...'
这个例子没太明白里面利害关系,能详细解释下吗?

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回复 2# taida_tianci

Thank you for your answer!So, Krista's firm did pay the new broker for contacting new business, there isn't any ethical problem with the payment itself, and the only inappropriate conduct is to take this a "research payment", right?

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