关于nonmaterial public information及 Diligence and Reasonable Basis的一个问题 - 【CFA学习交流讨论】 - CFA论坛

返回列表发帖

erix9000

CFA New Member

Rank: 1

UID: 8324
帖子: 194
主题: 1
注册时间: 2005-9-4
最后登录: 2014-4-11

1^# 跳转到 »

发表于 2009-6-2 06:37 | 显示全部帖子

which company? client or investment bank?

And what list?

TOP

erix9000

CFA New Member

Rank: 1

UID: 8324
帖子: 194
主题: 1
注册时间: 2005-9-4
最后登录: 2014-4-11

2^#

发表于 2009-6-2 13:28 | 显示全部帖子

reasonable basis, unless the overheard information is material non-public information.

and normally the STAFF will not have material non-public information, only consider the executives.

TOP

返回列表

[收藏此主题] [关注此主题的新回复]

[通过 QQ、MSN 分享给朋友]