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Reading 1:Code of Ethics and Standards of Professional Condu

Q1.In accordance with Standard III (A) Loyalty, Prudence and Care, which of the following statements is least accurate? Members and Candidates should:

A)   vote all proxies on behalf of clients in a responsible manner.

B)   utilize client brokerage to the sole benefit of the client.

C)   submit to clients, at least quarterly, itemized statements detailing all of the period’s transactions.

1

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thx

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kk

 

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  thanks

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3x

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 看看。。。

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d

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c

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