Q14. A covered person who rejects a stipulation agreement:
A) may request an appeal to a summary suspension review panel. B) may request an appeal to a hearing panel. C) will typically not be subject to further disciplinary procedure unless a new investigation is initiated.
Q15. Which of the following is least accurate regarding reasons for imposing a summary suspension upon covered persons? A) Failure to return the annual professional conduct statement. B) Misdemeanor charge for the possession of illegal narcotic substances. C) Disbarment under securities laws.
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发表于 2009-1-5 15:06
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