Reading 2-III: Standards of Professional Conduct & Gui his, following, respect, action, black

mayanfang1

Q6. Greg Stiles, CFA, keeps a list of his clients’ birthdays and has personally sent them a birthday card each year at the appropriate time. With respect to this action, which of the following may be a violation of Standard III(E), Preservation of Confidentiality?

A)   Hiring a company outside the firm to perform the task.

B)   Sending a gift along with the card.

C)   The mere act of sending a birthday card each year.

 

 

[此贴子已经被作者于2009-1-9 15:58:33编辑过]

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