Reading 2-V: Standards of Professional Conduct & Guida should, having, members, following, reasonable

mayanfang1

Q1. According to CFA Institute Standards of Professional Conduct, members should do all of the following to meet the compliance procedures for having a reasonable basis for recommendations, EXCEPT:

A)   analyze the client's investment needs.

B)   distribute a detailed, written research report to clients with each recommendation.

C)   analyze the investment's basic characteristics before recommending a specific investment to a broad client group.

 

rawrdinosaur

ty

maxsimax

tq

祈愿修神

2

lenny_chen

x

思霖

Thx!

zinger

 B

zinger

 B

CFA6077653

2

lupinelp

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