14 March 2012 PRIVATE AND CONFIDENTIAL BY EMAIL ONLY Re: CFA Study and Examination Program Enrollment I am writing to you on behalf of the Professional Conduct Program at CFA Institute. This letter is to inform you that CFA Institute has denied your application to become a candidate in the CFA® Study and Examination Program. We note the disclosure you made in response to question #4 on the Professional Conduct Inquiry which asks: 4. Convictions: In the last five years, have you been convicted of a crime punishable by less than one year in prison or jail (or otherwise defined as a misdemeanor) involving lying, cheating, stealing or other dishonest conduct? Have you ever been convicted of a crime punishable by one year or more in prison or jail (or otherwise defined as a felony)? In accordance with the CFA Institute Board of Governors’ established policy regarding criteria for admission into the CFA Program, the conduct disclosed by you on the Professional Conduct Inquiry form disqualifies you from participation in the December 2012 CFA Study and Examination Program. If you have reason to believe there are exceptional or unusual circumstances that warrant further review of your enrollment by the Professional Conduct Program, you may submit an appeal of the denial decision. If you choose to submit an appeal, it must be submitted in writing and received by the PCP within twenty (20) days from the date of this letter. Please refer to the attached “CFA Program Applicants Appeal Q & A” for more information regarding the appeal process. If the PCP does not receive a written appeal of the denial decision within twenty (20) days of the date of this letter (by 3 April 2012), the denial of your CFA Program enrollment will be final and you will have waived all rights to further review of the matter by the PCP. The appropriate application fee will be returned to you. You may reapply to the CFA Program when you have no disclosures (no “yes” responses) to the eight questions contained on the Professional Conduct Inquiry form. Thank you for your interest in the program. Sincerely, Beth Waddell Professional Conduct Program CFA Institute Beth Waddell│ Project Coordinator, Exam Matters │Professional Conduct │CFA Institute │ 560 Ray C. Hunt Drive │ Charlottesville, VA │ 22903 - 2981 USA │ +1 (434) 951-5450 fax │ pcprogram@cfainstitute.org │
www.cfainstitute.org
我的考试也被拒绝了,我是第一次注册,第一次考一级,请问该如何是好?
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