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Reading 1- LOS A - Q1

1All of the following are components of the Code of Ethics EXCEPT:

A)   striving to maintain and improve their competence and the competence of others in the profession.

B)   acting with integrity, competence, respect, and in an ethical manner when dealing with others.

C)   demonstrating diligence, independence, and thoroughness when preparing investment reports.

D)   using reasonable care and exercising independent professional judgment.

The correct answer was C)

Demonstrating diligence, independence, and thoroughness when preparing investment reports is found in the Standards of Professional Conduct.

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