| 
 UID223292 帖子219 主题105 注册时间2011-7-11 最后登录2013-9-10 
 | 
2#
 
 发表于 2011-7-11 19:53 
 | 只看该作者 
| I haven't taken the Elan tests, but I found the CFAI mocks pretty close to the actual exam questions. For me, the key strategy for answering the Ethics questions was to figure out which of the 7 professional standards they addressed: 
 (1) Professionalism
 (2) Integrity of Capital Markets
 (3) Duties to Clients
 (4) Duties to Employers
 (5) Investment Analysis, Recommendations, and Actions
 (6) Conflicts of Interest
 (7) Responsibilities as a CFA Institute Member or CFA Candidate
 
 To help remember this list, I used the mnemonic: "Professional Investors Don't Disclose Internal Confidential Relationships."
 
 Hope this helps,
 
 Patrick
 neemonyx.com (or nee.ms)
 
 
 
 Edited 2 time(s). Last edit at Sunday, November 21, 2010 at 05:52PM by wbrocks.
 | 
 |