[CFA入门] [讨论]Asset manager code问题请教 practice, assets, without, manager, conduct

ximenxiao

请教大家，在asset manager code of professional conduct里面说：Investment recommendations should be made in the context of the client's total assets, even though only a portion of those assets may be placed with the investment manager.

 

但是在mock exam volume one, practice exam 1 afternoon section 的13.4题

 

说investment manager可以接受客户的投资 without knowing other parts of his assets.

 

既然不知道客户其他的资产是怎么投资的 怎么做出investment recommendations based on the context of total assets呢？

 

这样不是矛盾了吗？

 

谢谢大家！

 

wishmeluck

楼上说得很有道理呢，当时我也想不明白，谢谢啦！

hesai716

客户会把他所有的asset 情况告诉你吗？即使不告诉你，这单生意要不要做呢？自己想想吧。