CFA afternoon mock ethics Q18

afternoon, question, somehow, ethics, choice

Did anyone get this question right? Are there any other circumstances wherein quitting the firm is the only obvious choice? This is somehow extreme option and I am scared to choose.

tango_gs

游客

UID: 223347
帖子: 460
主题: 48
注册时间: 2011-7-11
最后登录: 2013-8-23

7^#

发表于 2013-3-30 20:24 | 只看该作者

It is just one of those most likely/least likely tricks.
Priority of Transactions do not even apply to a sales agent therefore it was least likely broken.

TOP

busterbluth

CFA Candidates

Rank: 2

UID: 223413
帖子: 356
主题: 7
注册时间: 2011-7-11
最后登录: 2016-4-19

6^#

发表于 2013-3-30 20:24 | 只看该作者

Thanks
For Q14 Ethics do you know why the answer could not be A or B. It seems like the cadidate has disclosed everything so not sure why there are problems regarding conflicts or referral fees.

TOP

troymo

CFA Candidates

Rank: 2

UID: 223438
帖子: 280
主题: 8
注册时间: 2011-7-11
最后登录: 2016-4-19

5^#

发表于 2013-3-30 20:24 | 只看该作者

If the boss or high up management show blatant disregard for ethics then it is a good idea to quit the firm.

TOP

SkipE99

CFA Candidates

Rank: 2

UID: 223352
帖子: 216
主题: 39
注册时间: 2011-7-11
最后登录: 2013-8-23

4^#

发表于 2013-3-30 20:24 | 只看该作者

This questions sucks. I don’t remember seeing other questions that tell the employee to quit the firm, in most circumstances this is a last resort.
I just took afternoon mock, did fine overall but ethics kicked my @ss

TOP

Windjam