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- 2013-8-13
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A CFA Institute member works for Secure Securities, Inc., and plays rugby on the firm’s rugby team. Secure Securities’ team recently played the team of a rival firm. During the game, a fight broke out and the CFA Institute member was the instigator, but no one was seriously hurt. Is this a violation of I(A) concerning maintaining knowledge and complying with laws, rules, and regulations? A)
| No, because a fight at a rugby game is not a professional activity. |
| B)
| Yes, because the member is bound by the Code of Ethics. |
| C)
| Yes, because the member could have hurt someone in the fight. |
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Standard I(A) covers members' professional activity only. Violations outside professional activity that involve fraud, theft or deceit would potentially be violations. |
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