LOS A.: Conduct as Members and Candidates in the CFA Program 1、While on a business trip, John Hayes, CFA, found a notebook that had apparently been left in the waiting area of an airport. Hayes opened the notebook and read the title: Confidential: Level II CFA Examination. Before returning the notebook to CFA Institute, he made a copy and gave it to Linda Sacket, one of his firm's analysts, who was a candidate for Level II of the CFA examination. Hayes reasoned that CFA Institute would not use these questions and that Sacket would benefit from reviewing these questions. Sacket read the questions and guideline answers before taking the Level II examination. According to the CFA Institute Standards of Professional Conduct: A) both Hayes and Sacket violated the Standards. B) Hayes violated the Standards, but Sacket did not. C) Sacket violated the Standards, but Hayes did not. D) neither Hayes nor Sacket violated the Standards. The correct answer was A)
Both violated Standard VII(A) because they committed an act that compromised the validity of the examinations leading to the award of the right to use the CFA designation. 本Reading全部习题请下载以下文件：
 l1reading 2-vii 习题.rar (90 KB)
[此贴子已经被作者于2008-1-12 18:44:41编辑过] | 
发表于 2008-1-12 18:32
|