
- UID
- 233291
- 帖子
- 2
- 主题
- 1
- 注册时间
- 2011-10-3
- 最后登录
- 2011-10-6
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被拒绝考试 又么有在deadline前appeal
昨天大半夜收到CFA的EMAIL,說我在填資料時出了問題拒絕我參加考試:
We note the disclosures you made in response to questions #7 and #8 on the Professional Conduct Inquiry form which ask:
7. Assisting in a Violation: In the last five years, has a regulatory organization or judicial court found that your conduct caused another person or financial services institution to violate a securities or commodities related law, rule or regulation?
8. Caused Suspension or Expulsion: In the last five years, has a regulatory organization or judicial court found that your conduct caused:
another person to be temporarily or permanently prevented from being associated with a financial services institution or participating in the financial services markets OR
a financial services institution to be temporarily or permanently prevented from participating in the financial services markets?
尼瑪在填的時候我確信沒有後面那麼詳細的解釋,我一激動看到assist就想認領一下助人為樂就YES了,沒想到就這也能拒絕我!!!
刚看到一篇帖子和我现在的情况一样, 我也是 而且更悲剧的是看到邮件时已经过了DEADLINE 怎么办 还有机会吗 |
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