[CFA level 1模拟真题]Version 2 Questions－Q41 specified, exchange, likely, face, class

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Q41. In securities exchange markets, a. member who executes stop ,toss or stop buy orders wheat the specified price occurs is most likely a:

A. floor broker

B. market maker

C. registered trader

D. commission broker

答案和详解如下：

Q41.  B    07 Modular-Level-l, Vol. 3,PP.24-30             Study Session 13-55.f

The marker maker (specialist). has two major functions. They act as brokers to match buy and sell orders, including special (stop lass or stop buy) orders. They also act as a dealer to maintain a fair and orderly market by providing liquidity when the normal flow of orders is not a adequate.

xxjj564

 a

cxling9638

h

wingnz

thx.

suhulijing

thanks

tomathome

d

jiguobiao

a

johnheman

ok

jasperdong

thanks a lot

水上小又

d