我居然被CFA INSTITUTE拒絕參加考試？！
昨天大半夜收到CFA的EMAIL，說我在填資料時出了問題拒絕我參加考試：
We note the disclosures you made in response to questions #7 and #8 on the Professional Conduct Inquiry form which ask:
7. Assisting in a Violation: In the last five years, has a regulatory organization or judicial court found that your conduct caused another person or financial services institution to violate a securities or commodities related law, rule or regulation?
8. Caused Suspension or Expulsion: In the last five years, has a regulatory organization or judicial court found that your conduct caused:
another person to be temporarily or permanently prevented from being associated with a financial services institution or participating in the financial services markets OR
a financial services institution to be temporarily or permanently prevented from participating in the financial services markets?
尼瑪在填的時候我確信沒有後面那麼詳細的解釋，我一激動看到assist就想認領一下助人為樂就YES了，沒想到就這也能拒絕我！！！
我已經寫EMAIL 去appeal了，說尼瑪勞資英文不好看不懂，哥向來都是良民怎麼會違規嘛，還要等他們的review唉。
有沒有人也有這樣的悲劇發生過？結果都如何了呢？ |
发表于 2011-7-12 14:06
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