mik82

pvalka Wrote:
——————————————————-
> From Practice Exam III, VOL 2 Morning Q. 11
>
> What is the code of compliance for being a market
> maker in a stock and helping with a secondary
> offering? Where in the standards does it say
> anything about this? What is with the five day
> rule? I’ve spent hours on ethics and have never
> come across a scenario like this…
post question please.