Ridiculous Ethics question, please explain
From Practice Exam III, VOL 2 Morning Q. 11
What is the code of compliance for being a market maker in a stock and helping with a secondary offering? Where in the standards does it say anything about this? What is with the five day rule? I’ve spent hours on ethics and have never come across a scenario like this… |
发表于 2013-3-30 20:43
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